Does FINRA Approve Going Public Transactions? Going Public Attorneys Brenda Hamilton, Attorney / February 11, 2015 By The Going Public Attorneys – The Financial Institution Regulatory Authority (FINRA) plays an important… Read More »
DTC Chills & Global Lock Solutions Brenda Hamilton, Attorney / December 30, 2013 Going Public 101 Blog The Depository Trust and Clear Corporation (“DTCC”), through its subsidiaries, provides… Read More »