Securities Law

• Initial Public Offerings;
• Direct Public Offerings;
• Secondary Offerings;
• Rescission Offerings;
• Private Placements & Exempt Offerings;
• Blue Sky Registration and Exemptions;
• Secondary Trading Opinions;
• Legal Opinions and Resales Under Rule 144;
• Going Public & SEC Disclosures;
• Preparation and Filing of Proxy Materials;
• Section 17(b) Disclosures; and
• Investor Relations and Public Relations Matters.

Going Public Attorneys & Compliance Matters

• Corporate Reorganizations, Acquisitions & Mergers;
• Exempt Direct Public Offerings;
• Registered Direct Public Offerings;
• Form S-1 & SEC registration Statements;
• Form 211 & Sponsoring Market Maker Representation;
• Regulation D, Rule 506, 505 & 504 Offerings;
• Initial Public Offerings (IPO);
• Investor Relations & 17(b) Disclaimers & Compliance Matters;
• General Solicitation & Advertising;
• Crowdfunding and Accredited Investor Verification;
• Reverse Merger Due Diligence;
• Corporate Hijackings and Corporate Identity Theft; and
• Corporate Governance Matters, Internal Investigations & White Collar Criminal Matters;